Doug Holm

WORK HISTORY

EDUCATION

SKILLS

ABOUT DOUG HOLM

I am a regulatory compliance professional in the Greater Salt Lake City area with expertise in privacy and anti-money laundering (AML) as well as valuable experience in management, sales, and communications. •I have over 11 years’ experience in banking, including 8 years’ experience in the rapidly growing field of regulatory compliance. •This experience includes intelligence gathering and managing risk for sensitive high-net worth and private banking clients as well as potentially high-risk clients.• I have over 3 years’ experience working with a Privacy Response Team, including investigating privacy incidents, being assigned sensitive employee issues, and drafting cases and customer notification letters.•I have drafted SARs and policies and procedures related to both anti-fraud and AML efforts. I have also drafted documents that were requested and read by our primary regulator, the OCC. •I have interacted with law enforcement in both banking and in my work for the Salt Lake District Attorney’s Office. •I have significant experience in management, having managed a banking department of approximately 100 employees scattered throughout Utah and Eastern Idaho. I have also managed and supervised employees in both sales and call center environments.•I have valuable experience in fundraising/development, persuasive writing and speaking as well the political arena.