Dorothee Bucquet
SMBC Americas - Head of Corporate Compliance - Lead complex global initiatives that align regulatory expectations with business strategy.
- Role
- Head of Corporate Compliance at SMBC Group
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Dorothee Bucquet
Ms Dorothee Bucquet is Head of Corporate Compliance at SMBC Americas reporting to SMBC…
Experience
Head of Corporate Compliance
May 2023 — Present · New York, NY, US
Reporting to SMBC Americas Chief Compliance Officer, responsible for leading the Corporate Compliance risk management program. Direct supervision of Broker Dealer, Swap Dealer and Corporate and Investment Banking activities compliance programs. Supervision of Consumer compliance program.
Education
Lycee Tiers Marseille
Lycee, Mathematics
Columbia Business School
Leadership program
Lycée International Ferney-Voltaire
Seconde Générale
1986 — 1988
CentraleSupélec
Ingénieur ECP, Finance, général
1993 — 1996
INSEAD
Interalpha banking group, Leadership
2014 — 2014
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