Donald Corbett
Managing Director, Senior Counsel
- Role
- Managing Director, Senior Counsel at Oppenheimer & Co. Inc.
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Donald Corbett
Accomplished financial services industry attorney with extensive experience in-house and…
Experience
Managing Director, Senior Counsel
Jan 2015 — Present
Advise and counsel management and financial advisors on risk management, regulatory relations and litigation defensePresent litigation risk assessments to CEO and other senior managementLead internal investigations and responses to regulatory inquiries from federal, state and self-regulatory organizations, including SEC and FINRAManage outside counsel and successfully represent the firm and registered representatives in industry and customer arbitrations across the U.S.Update and draft compliance policies and procedures
Education
St. John's University School of Law
Doctor of Law (JD)
1991 — 1994
State University of New York at Oswego
Bachelor of Arts (B.A.)
1981 — 1985
Skills
- Commercial Litigation
- Corporate Governance
- Securities Litigation
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