Dominic Russo
Head of Compliance Operations l Series 24 / 66 l Expertise in Compliance & Operations
- Role
- Head of Compliance Operations at Gallagher
- Location
- Philadelphia, PA, US
- LinkedIn followers
- 500 followers
About Dominic Russo
I have over eighteen years of experience in the life insurance, annuity, and retail broker-dealer industry, with a CRCP certification, PA Life & Health License and FINRA Series 7, 24, 63 and 66.Core competencies include- Compliance Management & Regulatory Affairs- Anti-Money Laundering- Advertising Compliance- Branch Examinations- Risk Management- Market Conduct Exam Coordination- Compliance Staff Development- Vendor Relationship Management- Client and Advisor Relationship Building- Licensing and Registration- Compliance & Operational Workflow Development
Experience
Head of Compliance Operations
May 2025 — Present
Education
York College of Pennsylvania
B.S., Political Science
2001 — 2005
Skills
- Retirement Planning
- Series 6
- Insurance
- Term Life Insurance
- Leadership
- 401(K) Retirement Savings Plans
- Financial Services
- Securities
- Mutual Funds
- Risk Management
- 401k
- Relationship Management
- Fixed Annuities
- Claim
- Retirement
- Investments
- New Business Development
- Iras
- Brokers
- Working with Brokers
- Life Insurance
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