Dominick Dicerbo-Siska

Senior Compliance Manager @Capital One

McLean, VA, US

Review Consumer Bank Marketing assets for compliance with Regulation DD, UDAAP, and Advertisement of Member FDIC insurance (FDIC Part 328) Advise Consumer Bank Marketing during creation of marketing segmentations to comply with Regulation P and Regulation V Review Consumer Bank Marketing assets and segmentations for potential Fair Banking concerns and consult with Compliance peer subject matter experts Provide Compliance advisory support to the Overdraft team to comply with Regulation E and FFIEC Guidance on Overdraft programs Serve as the Compliance subject matter expert on Regulation CC funds availability requirements and provide direct Advisory support to the business Provide Compliance advisory support for the FDIC 370 team Provide compliance advice to the business and recommend innovative solutions to overcome roadblocks Review, risk assess and advise the business on its strategies, initiatives and projects; provide advice on how to mitigate associated risks Provide quarterly regulatory risk updates to the Consumer Bank leadership team and prudential regulators via regular compliance reporting Review and update (as necessary) regulatory requirements applicable to the Consumer Bank Marketing, Overdraft, and Funds Availability processes Review business unit incidents and exceptions to assess compliance impact using management approved risk assessment methodology Review business unit complaints to assess compliance impact using management approved risk assessment methodology Develop business tailored regulatory training material and present monthly Build strong working relationships with the line of business, operations groups, and other second line groups (e.g, Legal)

University at Buffalo

BA, Linguistics

Jones International University

Master of Business Administration (MBA), Project Management