Dominic Santucci

About Dominic Santucci

I\'m a Director based in South Florida, where I specialize in providing internal auditing and IT risk consulting services. With a proven track record of success, I\'ve spearheaded and supervised a diverse array of IT Audit and IT SOX Compliance engagements for clients of a variety of industries, showcasing expertise across multiple domains- Sarbanes-Oxley (SOX) & FDICIA - Disaster Recovery / Business Continuity (DR/BCP)- IT Assets & Infrastructure - E-Banking - Vendor ManagementI\'m a Certified Information Systems Auditor (CISA) and received a B.S. in Finance and Management Information Systems from Florida State University. I\'m a member of the Information Systems Audit and Control Association (ISACA) and the Institute of Internal Auditors (IIA).At Protiviti, a global leader in business consulting and internal audit services, our mission is to tackle complex challenges in finance and transactions, operations, technology, litigation, governance, risk, and compliance. With a team of highly skilled and results-driven professionals, we offer unparalleled insights and solutions to clients across the Americas, Asia-Pacific, Europe, and the Middle East. Let\'s collaborate to drive your organization\'s success and resilience in today\'s dynamic business landscape.

Experience

1. Director

   Protiviti

   Jan 2024 — Present · Miami-Fort Lauderdale, FL, US

   Sarbanes-Oxley (SOX) Compliance Testing– Managed the execution of IT General Controls and IT Application Controls testing for clients across various industries including financial services and retail/consumer goods industries in the South Florida region. Specific areas included logical access control, computer operations, and change management.– Responsibilities included project management over the team executing fieldwork testing, coordinating and scheduling control walkthroughs and evidence collection with external auditors and client personnel to eliminate redundancy from client perspective, developing and tracking document request lists, evaluating control design and operating effectiveness, communicating potential process/control deficiencies, and providing suggestions for remediation efforts. Additional project management responsibilities included status and/or budget tracking/reporting, and coaching/advising a team of consultants throughout the engagements.• IT Audit & Information Security Services– Managed the execution of multiple IT audits for clients across various industries including a multinational healthcare services firm, and several financial services firms in the South Florida region, including Disaster Recovery / Business Continuity (DR/BCP), IT Infrastructure & Operations, IT Asset Management, and Gramm-Leach Bliley Act (GLBA) compliance– Responsibilities included facilitating, developing & executing work program audit test steps to ensure that necessary risks were addressed and respective controls were appropriately tested to meet and exceed external audit standards, developing data flow diagrams to appropriately reflect current-state flow of information between multiple entities across and outside the respective organizations based on various interviews and walkthroughs with client personnel, writing and reviewing the final deliverable report including deficiencies and observations, root causes, and suggestions for remediation efforts.

Education

• Florida State University

  Bachelor of Science, Finance, General

  2009 — 2013

• Florida State University

  Bachelor of Science, Management Information Systems, General

  2009 — 2013