Dolly Das
Compliance Manager @PIB Insurance Brokers
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WORK HISTORY
Compliance Manager @PIB Insurance Brokers
Leeds, GB
EDUCATION
Institute of Financial Services
CeMAP, Mortgage Advice and Practice
Leeds Beckett University
Business
Institute of financial services
Diploma in Retail Banking Conduct of Business, Consumer Credit and Finance
International Compliance Association
Regulatory Compliance
SKILLS
ABOUT DOLLY DAS
Conduct and operational risk professional in Financial Services. Providing advice on regulation and performing risk monitoring reviews in mortgages, CONC, ICOB. banking, collections to identify conduct risk and process improvements. Knowledge of POG and PROD 4. Possesses excellent interpersonal and communication skills. Analyses risks and drives forward Business solutions and improvements. Team management skills and experienced in delivering training. CeMAP qualified.KEY SKILLS• Assessing Risks, Compliance monitoring identifying inefficiencies and transforming processes to achieve cost savings and efficiency• Analysing policy and regulatory risk changes and impact to the Business• Identifying and quantifying potential risks and recommending steps to manage the risks • Prioritising and running several tasks to achieve business objectives to agreed timescales• Offering pragmatic solutions and approaches to stakeholders to remove problems quickly and efficiently• Working independently and as a team to drive business objectives and improve performance
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