Dinah Caratini
Compliance and AML Professional
- Role
- Chief Compliance and Aml Officer at Ucap Securities Llc
- Location
- Miami, FL, US
- LinkedIn followers
- 500 followers
About Dinah Caratini
Experienced Chief Compliance Officer with a demonstrated history of working in the…
Experience
Chief Compliance and Aml Officer
Jul 2021 — Present · Miami, FL, US
Education
San Juan School of Interior Design
Associates
Skills
- Trading
- Fixed Income
- Anti Money Laundering
- Regulations
- Training
- Securities
- Financial Services
- Employee Training
- Finra
- Financial Risk
- Series 63
- Aml
- Internal Audit
- Sec
- Risk Management
- Operational Risk
- Capital Markets
- Series 7
- Portfolio Management
- Management
- Investments
- Legal Writing
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