Dilip R. Bhatia

About Dilip R. Bhatia

Dilip Bhatia specializes in anti-money laundering (AML), financial crime prevention and regulatory compliance. He has over 7 years of extensive investigation experience focusing on lending, retail and private banking. He is a lead subject matter expert in the areas of BSA/AML, Fraud, OFAC, USA Patriot Act, Know Your Customer (KYC), Client Due Diligence (CDD), Enhanced Due Diligence (EDD), Suspicious Activity Reporting (SAR), responses to law enforcement 314a/b and Subpoena investigations. Dilip has managed teams of analysts in investigative projects for multi-jurisdictional cases. He has facilitated global enterprise-wide AML investigations and has participated in both long and short term Law Enforcement projects and presented findings to internal AML groups and senior management. He has also assisted large financial institutions in navigating regulatory reviews involving Cease and Desist orders and has provided tactical and strategic AML risk management recommendations to address regulator findings. Specialties- A well rounded individual with advanced knowledge of the USA Patriot Act, Bank Secrecy Act, FINCEN guidelines, Business Analysis, Project Management, Risk Reporting, Risk Monitoring, Operational Risk Management, Securities Laws & Regulations, AML/Fraud Investigations and Special Forensic Investigations- Proficient in the use of the Bank’s BSA/AML monitoring software’s such as HALO, Mantas and Actimize; SAR reporting and filing; OFAC/Sanctions Screening, COB, EDD, CDD, Dun and Bradstreet, LexisNexis, World Check, World Compliance, Factiva, NESS and CitiSmart - Knowledge of BSA/AML/Fraud AML curriculum trainings, AML Threshold Tuning Methodology, Customer Segmentation, improvising Customer Risk Rating and Case Management abilities- Computer Skills: Microsoft Suite - Word, Excel, Outlook, Power Point, Access and Quick Books - Technical capabilities: Actimize SAM & CDD implementation, MS SQL, Tableau, Spotfire

Experience

1. Manager Advanced Risk & Compliance Analytics Solutions (Arcas)

   PwC

   Jun 2015 — Present · New York, NY, US

Education

• University of Bridgeport

  Master of Business Administration (MBA), Took advance level courses in Accounting and Finance

  2009 — 2012

• University of Mumbai

  Masters of Commerce, Management

  2008 — 2009

• Jai Hindu jobs

  Bachelors of Commerce, Commerce - Business and Accounting

  2005 — 2007

Skills

• Factiva
• Aml
• Private Aviation
• Corporate Finance
• Cif
• Actimize
• Financial Risk
• Banking
• Budgets
• Leadership
• Governance
• Compliance Aviation
• Kyc
• Tableau
• Compliance Management
• World Check
• Due Diligence
• Risk Monitoring
• Project Portfolio Management
• Team Leadership
• Risk Management
• Finance
• Sanctions Screening
• Ofac
• Sar
• Securities
• Mantas
• Operational Risk Management
• Analysis
• Auditing
• Credit
• Business Analysis
• Management
• Anti Money Laundering
• Operational Risk
• Process Improvement
• Aviation
• Crm
• Internal Audit
• Client Relationship Building