Dhiraj Sharma
Vice President - Sr Business Control - Program Governance - Emea @Bank of America
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WORK HISTORY
Vice President - Sr Business Control - Program Governance - Emea @Bank of America
London, GB
EDUCATION
University of Reading
Bachelor of Laws (LLB), Law
SKILLS
ABOUT DHIRAJ SHARMA
An experienced professional with 10 years in Tier-1 Investment Banking & Financial Services. International business control risk partner in program governance, laws, rules, regulations and third party risk management for EMEA. Key risk controller and subject-matter expert in corporate banking, regulatory compliance, operational risk, control assessments & frameworks, third party risk management, outsourcing, deal review, business control, 1st line of defence, business continuity & operational resiliency, sanctions, financial crime, KYC/AML, audit, trust and agency services.Highly skilled in creating risk & control frameworks, cross-regional governance initiatives and regulatory programmes that strengthen financial resilience. Proven success in remediation, project delivery and change management that align with global standards (EU DORA, UK PRA, FCA, EMIR, MiFID II) while partnering with central banks, regulators and auditors worldwide.Law (LLB) graduate (2:1) with a strong legal and regulatory foundation, leveraging this expertise to interpret complex rules, contract review and embed risk-based strategies that have helped organisations achieve significant business milestones.Core expertise includes- Risk Governance & Regulatory Change (EU DORA, MiFID II, EMIR, PRA/FCA Outsourcing)- Operational Resilience, Third-Party Outsourcing Oversight, Material Risk Control Assessments, Critical & Important Business Functions- Legal, Corporate Banking, Investment Banking Controls, Transaction Monitoring, & 1LoD Risk Enforcement- Internal/External Audit Remediation, SMCR, Central Bank Regulation & Policy Development- AML/KYC, Financial Crime, Sanctions & Screening Frameworks- Stakeholder Management across Regulators, Central Banks, Consultancies, Auditors & ExCo CommitteesAwarded performance and delivery awards with multiple global investment banks for effective regulatory implementation and governance. A positive, confident & focused professional combining banking risk management & legal insight. Passionate about delivering value across global financial services organisations.
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