Devendra Pal Fcc Aml Compliance
Compliance| AML/KYC |STR/SAR| TBML|Adverse Media Check|Client Onboarding| Transaction Monitoring| Pattern Monitoring| CDD|EDD| LCBD| Solvency Certificate|Screening|FATF|OFAC|Financial Analysis| CTF|SWIFT|UBO Check|SOF|QC
- Role
- Manager at Kotak Mahindra Bank
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Devendra Pal Fcc Aml Compliance
Senior Banking Professional | 12+ Years of Expertise in International Trade Finance, AML/KYC Compliance & Forex Remittance Operation.I specialize in Regulatory & Trade Compliance, AML/CFT, and Trade Finance Operations, helping institutions strengthen controls and remain compliant with both domestic and international regulations.My expertise spans FEMA, RBI guidelines, OFAC, FATF, BIS regulations, along with practical exposure in Trade Finance (Letters of Credit, Bills for Collection, Bank Guarantees), Retail Forex Operations, and Sanctions Screening (OFAC, UN, EU, HMT lists).I am skilled in KYC, CDD, EDD, Risk Assessment (AML, TBML, PEP, Adverse Media), Transaction Monitoring, and Regulatory Reporting (STR, CTR, FIU-IND submissions, XBRL). I also drive process improvements, SOP implementation, and system enhancements to optimize compliance frameworks.Known for my team leadership and cross-functional collaboration, I focus on building strong compliance practices that balance regulatory expectations with operational efficiency. Passionate about compliance innovation, I aim to contribute to a safer, more transparent financial ecosystem.
Experience
Manager
Nov 2022 — Present · Maharashtra, IN
Financial Crime compliance (FCC)Conducted AML/KYC, CDD, and EDD for corporate and retail clients, including PEP checks, Adverse Media screening, Sanctions Screening (OFAC, UN, EU, HMT) to mitigate regulatory and reputational risks.Oversaw Transaction Monitoring & TBML investigations, utilizing pattern monitoring and case analysis to detect suspicious activities and file STRs/CTRs with FIU-IND.Executed Trade Finance Operations including Letters of Credit (MT700, MT754, MT732). Solvency Certificates with accuracy and efficiency.Leveraged Power BI for compliance dashboards, MIS reporting, and business improvement initiatives.Conducted CRILC and CRIF report analysis to assess credit risk and strengthen due diligence processes.Provided leadership and people management, mentoring team members and fostering cross-functional collaboration across business and compliance teams.
Education
Atharva Institute of Management Studies.
Master of Business Administration, Finance, General
2016 — 2019
Prakash Degree College of Sci & Com
Bachelor’s Degree, B.com
2012 — 2013
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