Devarshi D.

About Devarshi D.

A finance professional with an MBA in Finance and specialized expertise in regulatory compliance across capital markets. I possess comprehensive knowledge of the regulatory frameworks governing intermediaries registered with SEBI and the International Financial Services Centre Authority (IFSCA), including Alternative Investment Funds (AIFs), stock exchanges, and brokerage firms.With hands-on experience in compliance monitoring and oversight, I have successfully ensured adherence to a wide range of statutory and regulatory obligations, including those under SEBI (Intermediaries) Regulations, AIF Regulations, and IFSCA’s framework for capital market participants. My core competencies include interpreting evolving regulatory guidelines, implementing robust compliance monitoring systems, conducting internal audits, and liaising with regulators for periodic filings and inspections.Proficient in regulatory reporting, operational due diligence, and risk-based compliance reviews, I bring a proactive and structured approach to compliance management. I have consistently demonstrated an ability to anticipate regulatory developments, assess their impact, and drive organization-wide alignment with governance standards and best practices.

Experience

1. Compliance Officer

   Artha Group

   May 2025 — Present · Gandhinagar, IN

   Lead regulatory coordination and liaison with IFSCA, SEZ authorities, and other statutory bodies for seamless FME registration and ongoing regulatory compliance.•Strategically collaborate with external legal counsel, independent trustees, bankers, and industry advisors to navigate complex legal and regulatory issues, ensuring full alignment with IFSC regulations and the broader financial services framework.•Review, update, and validate key fund documentation including the Trust Deed, Investment Management Agreement (IMA), Private Placement Memorandum (PPM), and other statutory filings to ensure accuracy, compliance, and investor protection.•Develop and maintain comprehensive compliance calendars for both the Fund and the FME, tracking periodic filings, regulatory submissions, governance requirements, and reporting timelines.•Design, draft, and implement internal policies and SOPs in line with the IFSCA Fund Management Regulations—covering PMLA, CDD & KYC, Investor Grievance Redressal, Code of Conduct, outsourcing, risk management, cybersecurity, and governance frameworks.•Oversee internal compliance monitoring, conduct periodic reviews, and ensure robust documentation aligned with regulatory expectations and best practices in the alternative investment ecosystem.•Support senior management in regulatory inspections, audits, internal control strengthening, and maintaining a culture of integrity, transparency, and proactive compliance.•Lead secretarial compliances involving Board Meetings, Member resolutions, MCA filings

Education

• International School of Business & Media

  PGBM, Finance

  2007 — 2009

• Maharaja Sayaji Rao University (MSU)

  Bachelor of Commerce, Accounts & Finance

  2003 — 2006