Don S.

Group Head of Compliance @Wealthtime Classic

London, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

May 2024 — Present

Group Head of Compliance @Wealthtime Classic

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Bath, GB

Multiple SMF16/17 for 2 invesment platforms and Copia - Discretionary Fund Manager

EDUCATION

N/A

Brunel University of London

BSc, Business & Management

2011 — 2012

BPP University

CISI DIPLOMA

N/A

AICPA-CIMA

Accounting

SKILLS

DerivativesHedge FundsInternal ControlsOnline Reputation ManagementGovernanceFinancial ServicesDigital MarketingWealth ManagementFinancial RiskRegulatory AffairsInternal AuditEntrepreneurshipDigital StrategyAlternative InvestmentsInvestment ManagementCapital MarketsPrivate EquityProject ManagementFund of FundsEnterprise Risk ManagementInvestment BankingFinancial RegulationSocial NetworkingBankingMutual FundsRisk Management

ABOUT DON S.

A dynamic and highly experienced Compliance and Risk professional, having held multiple SMF 16/17 roles with extensive experience across all aspects of Compliance/Anti-Money Laundering (AML) and the implementation of complex change as well as supporting business strategy execution. A strong people leader and manager, he has built diverse and inclusive high performing teams and has experience of driving strong operational performance. In addition, he has expertise across multiple regulatory jurisdictions and regulatory requirements as well as managing international teams, he has also worked in Ireland for 2 years.A senior leader with 18+ years financial services experience and 10 + years consulting experience and senior leadership experience allied to deep technical knowledge and regulatory expertise, providing constructive business support to drive change and innovation to enable management to achieve their wider business objectives.An excellent communicator, with strong influencing and stakeholder management skills at the Board and Executive levels.

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Don S. — Group Head of Compliance at Wealthtime Classic in London, GB | Unifers