Derrick Brinton
Risk Management & Global Compliance Leader
- Role
- Vice President - Lead Control Management Officer at Wells Fargo
- Location
- Harrisburg, NC, US
- LinkedIn followers
- 500 followers
About Derrick Brinton
An accomplished Risk Management and Global Compliance professional with 20+ years of…
Experience
Vice President - Lead Control Management Officer
Nov 2022 — Present · Charlotte, NC, US
Consulted, provided oversight, and guided the Corporate Investment Banking (CIB)- Infrastructure Services business on the development, implementation, and monitoring of business-specific processes and controls to identify, assess, and mitigate risk. Partnered closely with key stakeholders to collaborate in identifying current and emerging risks associated with business activities and operations. Offered guidance in developing and implementing risk-mitigating strategies.• Focused on improving business-aligned control and process execution for the organization.• Drove the completion of all aligned Issues and Corrective Actions within portfolio throughout the Issue Management Lifecycle.• Ensured effective and efficient controls were designed and function effectively to mitigate firm’s financial, reputation, regulatory, and customer risk.• Contributed to the enhancement of the business control environment through participation in the Risk and Control Self- Assessment (RCSA) program.• Managed and led monthly forum issue and risk reviews for senior leader and 8 direct reports.• Developed presentations for leadership, tollgate reviews, and second-line responses.
Education
Northeastern University
Computer Engineering Technology
1983 — 1989
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