Dennis Stubblefield

Partner at Shustak Reynolds & Partners, P.C.

Role: Partner at Shustak Reynolds & Partners, P.C
Location: Irvine, CA, US
LinkedIn followers: 500 followers

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About Dennis Stubblefield

Former SEC Enforcement Attorney Dennis A. Stubblefield brings over 38 years\' experience…

Experience

Partner
Shustak Reynolds & Partners, P.C
Jul 2014 — Present · Irvine, CA, US
Securities regulatory/enforcement defense• Securities litigation and arbitration• Internal Investigations• Broker-dealer/investment adviser compliance/risk management• Expert witness services, including cases involving Ponzi Schemes/private placements

Skills

Securities Litigation
Expert Witness
Broker-Dealer Compliance
Commercial Litigation
Selling Away
Intellectual Property
Fraud
Tics/Private Placements
Cases Involving Ponzi Schemes/Major Investment Frauds
Investments
Product Liability
Trials
Risk Management
Criminal Law
Class Actions
Securities Regulation
Securities
Due Diligence
Broker-Dealer Compliance and Supervision
Mediation
Dispute Resolution
Internal Investigations
Arbitration
Litigation

Contact information

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Work email
d••••••••@shufirm.com
Personal email
•••••@•••••.com
Direct dial
+17•••••••33

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Current company

Shustak Reynolds & Partners, P.C

Law Practice · 8 employees · Founded 1978 · San Diego, California, United States

Shustak Reynolds & Partners, P.C., is a specialty law firm with a national practice focused on securities, corporate and business law. We represent businesses, broker-dealer firms, registered representatives, investment advisors and individuals in a variety of matters. Our offices in San Diego, Irvine, Los Angeles, San Francisco and New York City allow our firm to represent clients throughout the country. Our attorneys are trained to focus and act as aggressive, competent securities lawyers, corporate lawyers and business lawyers able to handle a wide range of complex legal issues in all areas of our practice, which include: Securities and Financial Fraud Litigation and Arbitration Complex Corporate and Securities Litigation Employment and Labor Law (Including Promissory Note Disputes) Business Litigation / Contractual Disputes SEC, FINRA and State Securities Regulator Investigations Broker/Investment Adviser Transitions Trade Secrets and Broker Protocol Disputes Brokerage Firm Defense Broker Misconduct Hedge Fund Fraud/Ponzi Schemes Real Estate Litigation Intellectual Property Corporate and Securities Transactions "We demystify the legal system, simplify it, and give people options." — Managing Partner Erwin J. Shustak, Esq. Call us at: 18•••••••48, or email us at e••••@shufirm.com. San Diego Office: 401 West "A" Street, Suite 2200 San Diego, CA 92101 Irvine Office: 19200 Von Karman Avenue, Suite 600 Irvine, CA 92612 Los Angeles Office: 1801 Century Park East, Suite 2400 Los Angeles, CA 90067 San Francisco Office: 1 Sansome Street, Suite 3500 San Francisco, CA 94104 New York Office: 48 Wall Street, Suite 1100 New York, NY 10005

shufirm.com

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