Dennis Dambra

About Dennis Dambra

LPL Financial (current)- Project management approach involving complete integration of financial institution onto LPL platform. Includes: marketing, compliance, registration, technology, transition of existing book of business and trainingLPL Financial (13 months)- Recruiting Consultant for large broker dealer. Recruited Financial Advisors into banked based investment programsDrefus Corporation( 18 years)-Senior Equity Trader for large mutual fund company. Traded domestic equities both listed and OTC securities for equity and pension funds managed by Portfolio ManagersSpecialties: Strong consulting skillsRelationship orientedProject managementHigh energy, results- orientationExcellent negotiation skills Commitment to quality Ability to establish instant rapport

Experience

1. Senior Project Manager

   LPL Financial

   Jan 2008 — Present

   Proactively manage integration / conversion process for financial institutions and advisors to the LPL platform, working with new banks, existing banks and hybrid / cross- platform programsManage / oversee Tape to Tape, Block Transfers and Manual conversionsEngage with Program Managers and Bank Executives delivering project plan and executionManage all aspects of conversion process leveraging subject matter experts / business partners in all areas necessary for smooth conversion Effectively communicate with Program Managers, Bank Executives, Financial Advisors and Recruiters on all developments in the conversion process

Education

• Pace University - Lubin School of Business

  BBA, Management Information Systems

Skills

• Banking
• Mutual Funds
• Securities
• Series 63
• Finance
• Management
• Equities
• Series 7
• Financial Services
• Customer Service
• Portfolio Management
• Investments
• Project Management