Denis Molleur

Managing Director & Associate General Counsel @Brown Brothers Harriman

Boston, MA, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jan 2011 — Present

Managing Director & Associate General Counsel @Brown Brothers Harriman

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Boston, MA, US

Manage group of attorneys responsible for all legal matters related to the Investment Management and Private Wealth Management businesses, including Investment Company Act, Investment Advisers Act, ERISA, FCPA and CFTC issues. Provide legal support to mutual funds, ETFs, hedge funds, private equity funds, Real Estate Funds, UCITS, collective trusts, and separate accounts, support distribution of fund products both domestically and off-shore and new product development.

EDUCATION

N/A

Loyola University Maryland

BA, Business Administration

1988

Georgetown Law

JD, LLM in Securities Regulation

SKILLS

Wealth ManagementInvestment AdvisoryInvestment ManagementFinancial AdvisorySeries 63Financial ServicesSecurities RegulationSecuritiesRetirement PlanningFinraInvestmentsEquitiesMutual FundsRisk ManagementEtfsHedge FundsAlternative InvestmentsSeparately Managed AccountsPrivate EquitySeries 24Corporate GovernanceDerivativesFixed IncomeExecutive ManagementCapital MarketsSeries 7Asset Management

ABOUT DENIS MOLLEUR

Senior Legal and Compliance Professional with 25+ years of experience in the financial services industry. Professional experience includes advising senior management and Fund Board members on all legal and compliance matters and industry best practices relating to investment management and investment advisory matters, investment companies, UCITS, private funds,(both domestic and off-shore), new fund structuring, negotiation of advisory and distribution-related agreements, and creation and implementation of compliance policies and procedures.

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