Denis Molleur
Managing Director & Associate General Counsel at Brown Brothers Harriman
- Role
- Managing Director & Associate General Counsel at Brown Brothers Harriman
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Denis Molleur
Senior Legal and Compliance Professional with 25+ years of experience in the financial services industry. Professional experience includes advising senior management and Fund Board members on all legal and compliance matters and industry best practices relating to investment management and investment advisory matters, investment companies, UCITS, private funds,(both domestic and off-shore), new fund structuring, negotiation of advisory and distribution-related agreements, and creation and implementation of compliance policies and procedures.
Experience
Managing Director & Associate General Counsel
Jan 2011 — Present · Boston, MA, US
Manage group of attorneys responsible for all legal matters related to the Investment Management and Private Wealth Management businesses, including Investment Company Act, Investment Advisers Act, ERISA, FCPA and CFTC issues. Provide legal support to mutual funds, ETFs, hedge funds, private equity funds, Real Estate Funds, UCITS, collective trusts, and separate accounts, support distribution of fund products both domestically and off-shore and new product development.
Education
Loyola University Maryland
BA, Business Administration
Georgetown Law
JD, LLM in Securities Regulation
1988
Skills
- Wealth Management
- Investment Advisory
- Investment Management
- Financial Advisory
- Series 63
- Financial Services
- Securities Regulation
- Securities
- Retirement Planning
- Finra
- Investments
- Equities
- Mutual Funds
- Risk Management
- Etfs
- Hedge Funds
- Alternative Investments
- Separately Managed Accounts
- Private Equity
- Series 24
- Corporate Governance
- Derivatives
- Fixed Income
- Executive Management
- Capital Markets
- Series 7
- Asset Management
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