Demitri Salnikov
Senior Manager, Asset Management Compliance @Aviso
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WORK HISTORY
Senior Manager, Asset Management Compliance @Aviso
Led and managed all sales communications and advertisement reviews to ensure they complied with NI 81-102 and the firm’s Policies and Procedures. • Led and managed all co-operative marketing and sales practices/requests to ensure they complied with NI 81-105 and the firm’s Policies and Procedures. • Organized IRC related content and drafted IRC Memos when required (NI 81-107) • Oversaw regulatory reporting and continuous disclosure documents (NIs 81-101, 81-106, 45-106) and direct interaction with the OSC as required. • Developed and managed the company Compliance Policies and Procedures and Conflict-of-Interest Manual. • Monitored new legislation and industry best practices to identify compliance flaws and immediately take action to address them. • Provided Compliance support with regard to Operations, Product, and Investment Management. • Provide support to the CCO in asset management compliance matters. • Participated in various cross-function teams, steering committees and working groups to represent Asset Management Compliance.
EDUCATION
George Brown Polytechnic
Postgraduate Education, Marketing Management &Financial Service
Netanya Academic College
Bachelor of Arts (B.A.), Banking and Capital Markets
SKILLS
ABOUT DEMITRI SALNIKOV
As a seasoned compliance professional with over a decade of experience in portfolio…
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