Della Richardson
Chief Compliance Officer and Deputy General Counsel
- Role
- Deputy General Counsel and Chief Compliance Officer at Haveli Investments
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Della Richardson
Results-driven general corporate and regulatory attorney with extensive experience gained in senior positions at a beauty start-up, an alternative investments firm, top-tier law firms and the U.S. Securities and Exchange Commission. Serves as an ethical, forward-thinking leader, successfully partnering with the founder of a start-up business to find practical and creative legal solutions. Served as a senior legal counsel to State and SEC-registered Investment Advisors, Broker-Dealers, Private Equity/VC Funds, Hedge Funds and Real Estate Funds for a range of legal and regulatory matters.
Experience
Deputy General Counsel and Chief Compliance Officer
Nov 2021 — Present
Skills
- Financial Regulation
- Legal Research
- Capital Markets
- Finra
- Equities
- Aml
- Licensing
- Private Equity
- Corporate Law
- Sec
- Corporate Governance
- Private Placements
- Ipo
- Due Diligence
- Hedge Funds
- Corporate Finance
- Investments
- Securities Regulation
- Securities
- Broker-Dealer
- Investment Advisory
- Anti Money Laundering
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