Deepika Pratha
Director - Operational Risk Management, UBS
- Role
- Director - Operational Risk Management at UBS
- Location
- Raleigh-Durham-Chapel Hill, NC, US
- LinkedIn followers
- 500 followers
About Deepika Pratha
Risk Management professional with 9+ years of demonstrated experience in Operational/Non-Financial Risk. A proven track record as the driver behind evolution and continuous improvement of Non-Financial Risk capabilities around governance, reporting, risk appetite and 2LoD oversight. Self-starter attitude and ability to navigate the organization to commercially solve problems. Instrumental in the transformation and streamlining of Governance, Regulatory (US Federal Reserve, CFTC (US), FINMA (Switzerland), PRA and FCA (UK), MAS (Singapore) and HKMA (Hong Kong) and Management reporting through insightful risk based inputs. Subject Matter Expert in Self Assessments (RCSA); Risk Appetite; Top Operational Risks and Mitigation; Controls testing/attestation; Framework/Procedures. International working experience in India and US. Graduate in Bachelor of Commerce, University of Mumbai, India and a member of the Institute of Chartered Accountants of India.
Experience
Director - Operational Risk Management
Jan 2024 — Present · Raleigh, NC, US
Education
The Institute of Chartered Accountants of India
Chartered Accountancy
2008 — 2012
H.R. College Of Commerce & Economics
Bachelor of Commerce (B.Com.)
2008 — 2011
Skills
- Regulatory Submissions
- Controls Testing
- Top Operational Risks
- Financial Analysis
- Incident Analysis
- Operational Risk Management
- Financial Reporting
- Auditing
- Rcsa
- Team Management
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