Deepika Pratha

Director - Operational Risk Management, UBS

Role
Director - Operational Risk Management at UBS
Location
Raleigh-Durham-Chapel Hill, NC, US
LinkedIn followers
500 followers

About Deepika Pratha

Risk Management professional with 9+ years of demonstrated experience in Operational/Non-Financial Risk. A proven track record as the driver behind evolution and continuous improvement of Non-Financial Risk capabilities around governance, reporting, risk appetite and 2LoD oversight. Self-starter attitude and ability to navigate the organization to commercially solve problems. Instrumental in the transformation and streamlining of Governance, Regulatory (US Federal Reserve, CFTC (US), FINMA (Switzerland), PRA and FCA (UK), MAS (Singapore) and HKMA (Hong Kong) and Management reporting through insightful risk based inputs. Subject Matter Expert in Self Assessments (RCSA); Risk Appetite; Top Operational Risks and Mitigation; Controls testing/attestation; Framework/Procedures. International working experience in India and US. Graduate in Bachelor of Commerce, University of Mumbai, India and a member of the Institute of Chartered Accountants of India.

Experience

  1. Director - Operational Risk Management

    UBS

    Jan 2024 — Present · Raleigh, NC, US

Education

  • The Institute of Chartered Accountants of India

    Chartered Accountancy

    2008 — 2012

  • H.R. College Of Commerce & Economics

    Bachelor of Commerce (B.Com.)

    2008 — 2011

Skills

  • Regulatory Submissions
  • Controls Testing
  • Top Operational Risks
  • Financial Analysis
  • Incident Analysis
  • Operational Risk Management
  • Financial Reporting
  • Auditing
  • Rcsa
  • Team Management

Find verified contacts for anyone on LinkedIn

Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.

Free plan included · No credit card required

This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.

Deepika Pratha — Director - Operational Risk Management at UBS in Raleigh-Durham-Chapel Hill, NC, US | Unifers