Deepanshu Jain

About Deepanshu Jain

I’m reachable at d••••••••@gmail.comObjective -To seek a career in an organization that would best capitalize on my People Leadership Skills, Regulation’s Expertise, Compliance Knowledge, and Risk-Based Process Consulting Experience. Areas of Expertise -• Result oriented, Innovative professional with 12 years of experience in the areas of Third Party/ Vendor Lifecycle Management, Ethics & Compliance disciplines, Risk Management, Enhanced Due Diligence, Investigations & Compliance, AML/ KYC (Global Sanctions, Negative media, SOE & PEP screening, Transaction Monitoring, STR filings), Anti Bribery, Corruption & Conflict of interest reviews among Banking & Financial Services sector • Strong analysis skills and hands on experience in Risk Assessment and Mitigation • Affluent working knowledge of systems and tools such as World Check, Lexis Nexis, Bridger, CADENCE, Factiva (Dow Jones), OneTrust, Acuity, Salesforce, FINNet 2.0, Jocata, and other CRM tools.

Experience

1. Senior Manager - Ethics and Compliance

   Compass Group India

   Aug 2024 — Present · Gurugram, IN

   Lead the country Compliance & Ethics program aligned to the Code of Conduct, Business Integrity Policy, Third Party Integrity Due Diligence Policy and Key Financial Controls (KFC34)- Conduct and oversee compliance investigations, including root-cause analysis, remediation and Speak-Up governance- Develop and implement policies, SOPs and controls, driving consistency and compliance across business units- Deliver targeted compliance training covering Anti-Bribery & Corruption, COI, Gifts & Hospitality, Speak-Up and Third-Party Risk- Manage Third-Party Due Diligence for vendors, consultants, NGOs and clients, ensuring risk assessment, approvals and ongoing monitoring- Lead monitoring and testing of high-risk transactions under KFC34 including donations, sponsorships, trade association payments and exceptional consultant payments- Maintain and periodically review mandatory Compliance Registers: Gifts & Hospitality, Conflicts of Interest, Trade Memberships, Consultants and Charitable Contributions- Partner with Legal, HR, Finance, Procurement and Operations to assess and escalate risks, strengthen internal controls and ensure audit readiness

Education

• Institute of Management Technology, Ghaziabad

  Master of Business Administration - MBA, Finance, General

  2017 — 2018

• Guru Gobind Singh Indraprastha University

  Bachelor of Business Administration (BBA), Banking and Insurance

  2010 — 2013

Skills

• Microsoft Word
• Financial Analysis
• Accounting
• Research
• Risk Operations
• Fraud Investigations
• Business Strategy
• Customer Service
• Kyc
• Due Diligence
• Compliance Management
• Business Analysis
• Fraud Prevention
• Risk Management
• Team Management
• Management
• Requirements Analysis
• Microsoft Excel
• Public Speaking