Deepak Shenoy

About Deepak Shenoy

I am a distinguished professional, holding the esteemed title of a Fellow Member of the Institute of Company Secretaries of India (ICSI) with a graduation in law from Government Law College, Mumbai. With an impressive 18-year career in the Banking and Financial sector, my expertise spans Corporate Governance and Compliance, Legal, Surveillance, Controls, and CSR. Throughout my journey, I have demonstrated a passion for upholding the highest standards of ethics, corporate practices, ensuring regulatory compliance, and contributing to organizational success, making a positive impact in every role I undertake. Currently, I serve as the Head of Legal and Compliance in the Institutional Equities vertical of Kotak Securities Limited. In this capacity, I am responsible for ensuring adherence to all legal and regulatory requirements within the institutional equities business. Furthermore, I skillfully handle Corporate Secretarial functions for Kotak Investment Banking, a prominent Merchant Banking entity of the group. Prior to my role at Kotak Securities, I gained valuable experience working with esteemed organizations such as National Securities Depository Limited (NSDL) and its wholly-owned subsidiary NSDL Database Management Limited (NDML). Additionally, I contributed my expertise to the renowned Deutsche Bank and its associate

Experience

1. Vice President - Compliance & Company Secretary

   Jefferies

   Oct 2025 — Present · Mumbai, IN

Skills

• Legal Writing
• Government Liasioning
• Finance
• Management Information Systems (Mis)
• Company Secretarial Work
• Mergers & Acquisitions
• Equities
• Restructuring
• Compliance Management
• Retail Banking
• Private Equity
• Corporate Law
• Management
• Due Diligence
• Mergers
• Corporate Governance
• Securities Regulation
• Securities
• Corporate Finance
• Banking
• Risk Management
• Team Management
• Legal Research
• Capital Markets
• Investment Banking
• Joint Ventures