Deepak Sharma
Compliance & Regulatory Leader | Ex- NSE | SEBI Regulations | Capital Markets | Enforcement | Audit & Inspection | Building Future ready Compliance Framework for Financial Innovation
- Role
- Compliance Manager at Share.Market By Phonepe
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Deepak Sharma
A results-driven Compliance specialist and Regulatory Leader with over 11+ years of experience in SEBI regulatory compliance & regulations, capital markets & financial governance, I specialize in building compliance frameworks that enable innovation while safeguarding regulatory integrity. My career spans regulatory inspections, enforcement, new product development & compliance, and risk management across leading institutions including the National Stock Exchange of India and PhonePe Wealth Broking (Share.Market).I thrive in collaborative environments, partnering with regulators, leadership teams, and product stakeholders to ensure sustainable business growth through transparency, accountability, and proactive compliance management. I continue to focus on shaping forward-looking compliance strategies that strengthen trust and operational excellence across the financial ecosystem
Experience
Compliance Manager
Oct 2023 — Present · Bengaluru, IN
Compliance Manager at PhonePe Wealth Broking Pvt Ltd
Education
Army School Bareilly
High School, Business/Commerce, General
2007 — 2009
Army Institute Of Management
Master of Business Administration (MBA), Accounting and Finance
2013 — 2015
Delhi University
B.COM (H), Accounting and Finance
2009 — 2012
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