Deepak Rughani

About Deepak Rughani

A forward focused professional with 12+ years of domain expertise in the field related to…

Experience

1. Associate, Fcc Controls, Compliance, Fcc Controls India

   Standard Chartered

   Apr 2018 — Present · Mumbai, IN

   Conduct investigations on Cases and Alerts produced through the banks automated Anti-Money Laundering System or through internal referrals and prepare Suspicious Activity Reports as per FIU India guidelines. To ensure timely analysis and investigation of alerts/cases generated by Enterprise Case Management (ECM) and Suspicious Activity Reporting’s (SARs) received from various Branches.Reviewing, Investigating & responding to notices received from Regulatory Authorities & Enforcement Agencies. Maintain a strong investigate skills; the ability to work independently, demonstrated extensive banking and Compliance knowledge.To liaise with business units, support teams and develop effective working relationship in conduct of AML investigations. Identify issues/changes in KYC/Risk rating information of the customer and highlight it to Business for necessary changes/updation.Assure that AML compliance risks are adequately identified, assessed, monitored, controlled and reportedKeep abreast of new trends and developments in the field of AML, as well as of legal/regulatory changes.Participating in testing initiatives for AML/FCC as and when required. To suggest process improvements which mitigates AML risk.

Skills

• Financial Services
• Crm
• Capital Markets
• Team Management ● Integrity ● Client Relationship Management
• Portfolio Management
• Equities
• ● Analytical Thinking and Problem Solving ● Coaching & Mentoring
• Mis
• Management ● Complaint & Request Management
• Customer Service
• ● Cross Functional Coordination ● Client Servicing
• Derivatives
• Banking
• Mutual Funds
• Risk Management
• Team Management
• Relationship Management