Deepa Rogye
Compliance Manager
- Role
- Compliance Manager at Nuvama Wealth
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Deepa Rogye
A professional with overall 8 years of experience in auditing, compliance, and regulatory…
Experience
Compliance Manager
Sep 2022 — Present · South Mumbai, IN
Monitoring SEBI, depository and exchange circulars, shared updates with stakeholders, facilitated discussions for implementation, and obtained clarifications from SEBI/Exchange officials wherever needed.Coordinating SEBI/Exchange/Depository inspections by managing data collection, clarifications, and management responses; ensured implementation of inspection recommendations.Drafting responses/management responses arranged by the stakeholders to off-site alerts and communications from both depository and exchangesFacilitating data clarifications for internal and process audits by independent auditors; collaborated with stakeholders to implement process improvements.
Education
Thakur Institute of Management Studies & Research
MMS
2013 — 2015
Rajiv Gandhi Institute Of Technology
Bachelor of Engineering (BE)
2009 — 2012
Skills
- Leadership
- Microsoft Word
- Management
- Microsoft Office
- Powerpoint
- Microsoft Excel
- Teamwork
- Team Management
- Business Development
- Customer Service
- Research
- Marketing Strategy
- Windows
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