Davon Phillips
Vice President Market Supervision Principal at Merrill Lynch
- Role
- Snr Vice President Market Supervision Principal at Merrill Lynch
- Location
- Jacksonville, FL, US
- LinkedIn followers
- 500 followers
About Davon Phillips
Snr Vice President Central Supervision Principal at Merrill Lynch, Pierce, Fenner & Smith…
Experience
Snr Vice President Market Supervision Principal
Apr 2013 — Present
Ensures regulatory compliance and corporate mandates for all administrative and operational activities · Main objective to limit risk and financial exposure to the business unit and the firm.· Review multi-million dollar accounts for the Mid-America Market
Education
Jacksonville University
Bachelor of Science (BS), Accounting and Philosophy
2006 — 2011
Jacksonville University
Master of Business Administration (MBA), Management
2014 — 2016
Skills
- Wealth Management
- Series 66
- Finance
- Microsoft Office
- Trading
- Series 10
- Banking
- Mutual Funds
- Risk Management
- Management
- Team Building
- Customer Service
- Financial Analysis
- Fixed Income
- Investment Strategies
- Series 7
- Strategic Planning
- Financial Services
- Microsoft Word
- Financial Planning
- Equities
- Powerpoint
- Microsoft Excel
- Retirement Planning
- Finra
- Securities
- Public Speaking
- Retirement
- Uniform Combined State Law
- Leadership
- Financial Risk
- Asset Management
- Series 9
- Portfolio Management
- Options
- Investments
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