David Somers
Easterly Asset Management
Hartford, CT, US
EMAILS
d••••••@easterlyam.com
MOBILE NUMBERS
+18•••••••06
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WORK HISTORY
Present
@Easterly Asset Management
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EDUCATION
N/A
Western New England University School of Law
Juris Doctor, Law
N/A
Bentley University
B.S., Business Management and Minor in Computer Information Systems
SKILLS
Securities RegulationSecuritiesStrategyLegal ResearchForeign Sanctions ComplianceInsuranceDue DiligenceSchwab Compliance Technologies (Sct)ComplianceInsurance LawMutual FundsRisk ManagementCompliance11InvestmentsSharepointWealth ManagementFinscanProofpoint SupervisionAnti Money LaunderingLexisnexisCompliance ManagementSec / Ria RegulationAsset ManagementAlternative InvestmentsBloomberg VaultManagementFinancial ServicesFinraRegulationsFinra / Bd Regulation
ABOUT DAVID SOMERS
Experienced compliance professional and attorney with 20+ years of financial services…
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