David Mitchell
Director/Compliance Manager at Wells Fargo
- Role
- Director Compliance Manager, Wholesale Compliance at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
Experience
Director Compliance Manager, Wholesale Compliance
Oct 2016 — Present
Education
Duke University
Bachelor’s Degree
1985 — 1989
Vanderbilt University Law School
Juris Doctor (J.D.)
1989 — 1992
Skills
- Securities
- Management
- Internal Investigations
- Anti-Corruption
- Code of Conduct
- Financial Risk
- Regulatory Compliance
- Policies & Procedures
- Litigation
- Financial Services
- Employee Training
- Customer Service
- Banking
- Risk Management
- Leadership
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