David Grossman
Financial Services Risk & Regulatory Compliance Executive
- Role
- Managing Director at EY
- Location
- Dallas, TX, US
- LinkedIn followers
- 500 followers
About David Grossman
Risk and compliance professional with deep expertise in financial services and a focus on Fair and Responsible Banking, risk, and product governance. I partner with first and second line executives to design and implement strategies that mitigate risk, strengthen compliance programs, and enable sustainable business growth.I help institutions translate complex requirements into actionable solutions — balancing compliance obligations with operational realities and customer experience.Specialties: • UDAAP / Treating Customers Fairly• Fair Lending / Fair and Responsible Banking• Product governance• Complaint handling• Financial Services Risk and Compliance• Quality Assurance and Controls Testing• Systems Compliance Testing• RCSA and RCIA• Mortgage Servicing & Default Servicing
Experience
Managing Director
Jul 2023 — Present
Co-leader of EY’s UDAAP and Fair and Responsible Banking Solutions. Financial services risk and compliance executive focused on helping clients meet their regulatory and compliance obligations. Extensive experience designing effective, flexible and robust governance, risk and compliance programs, risk assessments, testing and monitoring programs, and enhancing operational processes and controls.
Education
The University of Texas School of Law
JD, Law
The University of Texas at Austin
Bachelor’s Degree, Plan II Honors, History, Communications
University of Dallas Graduate School of Management
Graduate Certificate, Organization Development
Skills
- Management Consulting
- Compliance
- Business Analysis
- Process Consulting
- Quality Assurance
- Mortgage Servicing
- Financial Services Compliance
- Six Sigma
- Change Management
- Consumer Lending
- Default Servicing
- Organizational Development
- Process Improvement
- Financial Services
- Cross-Functional Team Leadership
- Program Management
- Default
- Analysis
- Leadership
- Banking
- Management
- Business Process Improvement
- Consulting
- Risk Management
- Strategy
- Vendor Management
- Debt Collection
- Regulatory Compliance
- Compliance Management
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