David y Lee
Principal, Seminal Edge, LLC
- Role
- Metro Jacksonville at JPMorganChase
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About David y Lee
David Y. Lee is a Risk and Compliance Executive with over 16 years of experience in the first and second lines of defense at leading banks and financial institutions. Specializing in Operational and Enterprise Risk, Internal Controls, and Program Management, he has led initiatives across corporate functions, asset management, and wholesale/retail businesses. At JPMorgan, David contributed to the remediation of regulatory orders and the enhancement of risk management programs to meet and exceed regulatory requirements. He has also held senior roles in Enterprise Risk Management at United Nations Federal Credit Union and Risk and Compliance at JPMorgan Chase in New York City.
Experience
Metro Jacksonville
Present
Directed global execution of the RCSA program, ensuring adherence to firm-wide standards and delivering timely reports for senior management. Conducted independent validation and quality reviews of key deliverables. Collaborated with technology teams on system enhancements and data reconciliation. Improved the RCSA SharePoint site, boosting accessibility and operational efficiency.
Education
Binghamton University
Bachelor of Science, Specialization in Financial Economics
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