David Slovick

Partner @Barnes & Thornburg LLP

New York and Washington, DC, US

Drawing on his extensive government experience as a senior enforcement attorney with the two principal U.S. financial regulatory agencies, the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC), David’s practice focuses on enforcement and compliance matters arising under the federal laws and regulatory rules governing the derivatives and securities markets. David represents financial services firms and individuals in investigations and litigation conducted by the CFTC, the SEC, the Financial Industry Regulatory Authority, CME Group, and other regulatory agencies and organizations. His experience covers the spectrum of enforcement and regulatory matters, including derivatives and securities trade practices, disclosure fraud, insider trading, market manipulation, issuer statutory disqualification, and derivatives and securities regulatory compliance.