David Shillman
Associate Director, Division of Trading and Markets at U.S. Securities and Exchange Commission
- Role
- Associate Director, Division of Trading and Markets at U.S. Securities And Exchange Commission
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
Experience
Associate Director, Division of Trading and Markets
U.S. Securities And Exchange Commission
Aug 2003 — Present · Washington, DC, US
Senior Officer in charge of the Division\'s Office of Market Supervision, which is responsible for oversight of the U.S. equity, options, and fixed income markets. Significant market structure initiatives include Regulation SCI, the Market Access Rule, the Tick Size Pilot, ATS Operational Transparency, the Consolidated Audit Trail, Large Trader Reporting, the Limit Up-Limit Down Plan, and Regulation NMS. Lead a staff of more than 80 attorneys and other professionals responsible for handling in excess of proposed rule changes filed by the exchanges and FINRA each year.Awards: Chair\'s Award for Exceptional Leadership (2016); Chairman\'s Award for Excellence (Consolidated Audit Trail Rulemaking Team - 2013); Distinguished Service Award (2011); Chairman\'s Award for Excellence (Flash Crash Team - 2011); Law and Policy Award (Dodd-Frank Implementation Team - 2011); Chairman\'s Award for Excellence (Credit Default Swaps Team - 2009); Law and Policy Award (Municipal Securities Disclosure Team - 2008).
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