David Livingston

Director of Compliance @American Century Investments

Kansas City, MO, US

EMAILS

d••••••••@americancentury.com

MOBILE NUMBERS

+19•••••••33

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WORK HISTORY

Feb 2019 — Present

Director of Compliance @American Century Investments

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Advertising Compliance; Broker-dealer Compliance

EDUCATION

N/A

University of Missouri-Kansas City

Bachelor's Degree, Communications

SKILLS

401(K) Retirement Savings PlansSeries 63Retirement529 PlansGips ComplianceCustomer RelationsStrategic CommunicationsSeries 7Marketing CommunicationsRetirement PlansAsset AllocationMutual FundsSeries 51401kClient ServicesRetirement PlanningFinraSeries 26Series 6Series 24Financial ServicesRetirement Services

ABOUT DAVID LIVINGSTON

Experienced Compliance Manager with a demonstrated history of working in the investment management industry. Skilled in Team Management, Marketing Compliance review, Broker-Dealer Compliance, Customer Relationship Management, Retirement Planning business, Mutual Funds, 529 Plans, Series 24, Series 51 and Series 7. Strong Compliance professional with a Bachelor\'s Degree focused in Communications from University of Missouri-Kansas City.

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