David Laubach
Capital Risk Oversight at U.S. Bank
- Role
- Capital Risk Oversight - Balance Sheet Risk Management at U.S. Bank
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About David Laubach
US and EU citizen.Formerly held the Series 4 Options Principal, Series 7 Registered Representative, Series 24 Registered Principal, Series 27 FINOP, Series 55 Equity Trader, Series 63, Series 66 Uniform Combined Registered Investment Advisor, Series 79 Investment Banking, Series 86 Research Analyst, Series 87 Research Supervisor, Series 99 Operations Supervisor. In Canada, completed exams include the New Entrants Course (NEC) and Partners, Directors, and Officers (PDO).Completed FINRA\'s Certified Regulatory and Compliance Professional program.Specialties: Counterparty Credit Risk, Basel 3 Endgame, SA-CCR, Derivatives, Repos, Capital Risk, all aspects of Broker Dealer and Clearing Firm Risk and Compliance, SEC Net Capital, Accounting, Trading, Operations, Strategic Risk, Management, and Supervision.
Experience
Capital Risk Oversight - Balance Sheet Risk Management
Dec 2023 — Present · Charlotte, NC, US
Skills
- Equities
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