David Jaffe
Senior Special Counsel at U.S. Securities and Exchange Commission
- Role
- Senior Special Counsel at U.S. Securities And Exchange Commission
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
Experience
Senior Special Counsel
U.S. Securities And Exchange Commission
Mar 2020 — Present · New York, NY, US
Serve as Regulatory Counsel to Broker Dealer Examination program in NYRO OCIE. Analyze and interpret provisions of Securities Act of 1933, Securities and Exchange Act of 1934, and SEC and FINRA rules. Liaise with Division of Enforcement.
Education
St. John's University School of Law
JD
St. John's University
BA
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