David Hock

Chief Financial Officer @Arete Wealth

Lake Oswego, OR, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Oct 2008 — Present

Chief Financial Officer @Arete Wealth

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Chicago, IL, US

Oversight of $4B assets under management, 140+ advisers and 35+ branch offices nationwide for BD/RIA/Insurance firm-Focus on product structure and development, due diligence, operations management and corporate finance-Drove firm to be named no. 3 fastest-growing independent Broker-Dealer in U.S. and no. 2 in alternative investment revenue in 2018 (Investment News).

SKILLS

ValuationDue DiligenceHedge FundsWealth ManagementSecuritiesRetirement PlanningAlternative InvestmentsSeries 7Strategic Financial PlanningPrivate EquityInvestmentsEquitiesAsset ManagementAsset AllocationMutual Funds

ABOUT DAVID HOCK

Seasoned, analytical executive with extensive experience in strategic financial planning, investmentproducts and financial services operations in the high-net investor market.Securities offered through Arete Wealth Management, member FINRA, SIPC, NFA. Advisory services offered through Arete Wealth Advisors, an SEC registered investment advisor.

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