David Fusco
Vice President and Chief Compliance Officer - Virtus Investment Advisers and Virtus Fund Advisers @Virtus Investment Partners
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WORK HISTORY
Vice President and Chief Compliance Officer - Virtus Investment Advisers and Virtus Fund Advisers @Virtus Investment Partners
Chief Compliance Officer for the firm\'s flagship principal investment advisers; and a senior member of the Corporate Compliance Department.\\\\n- Manages the development and implementation of enterprise-wide compliance programs including oversight of affiliated and unaffiliated sub-advisers and fund service providers.\\\\n- Complex multi-boutique organization with $170 billion of assets under management; 20+ advisory and broker-dealer subsidiaries; numerous third-party sub-advisers; and 100+ open- and closed-end investment companies, UCITS, private funds, wrap-fee and institutional accounts.\\\\n- Serves as primary contact for regulatory examinations and external audits.\\\\n- Manages teams to oversee portfolio guidelines compliance and code of ethics administration.\\\\n \\\\n\\\\n \\\\n \\\\n\\\\n \\\\n
EDUCATION
RPI Lally School of Management
Master of Business Administration - MBA, Additional studies in Finance & Enterprise-Wide Risk Management
University of Connecticut School of Business
Bachelor of Science - BS, Business Administration, Accounting concentration
SKILLS
ABOUT DAVID FUSCO
As the Vice President and Chief Compliance Officer for Virtus Investment Advisers and…
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