David Ellis
Head of Legal and Compliance
- Role
- Managing Director, Chief Counsel Equities at Piper Sandler
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
Experience
Managing Director, Chief Counsel Equities
Mar 2021 — Present · Greenwich, CT, US
Education
New York University School of Law
JD, Law
1995 — 1998
NYU Stern School of Business
B.Sc., Finance, Accounting, History
1990 — 1994
Skills
- High Frequency Trading
- Equity Capital Markets
- Finance
- Corporate Finance
- Capital Markets
- Securities Law
- Securities Regulation
- Securities
- Compliance
- Corporate Governance
- Financial Structuring
- Securities Exchange Act of 1934
- Market Regulation
- Equities
- Emerging Markets
- Hedge Funds
- Mergers & Acquisitions
- Private Equity
- Mergers
- Restructuring
- Corporate Law
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