David Brown
Manager Senior Managers Regime- Lloyds Banking Group Halifax @Lloyds Banking Group
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WORK HISTORY
Manager Senior Managers Regime- Lloyds Banking Group Halifax @Lloyds Banking Group
Halifax, GB
Producing Reporting packs and materials for senior executives.Ensuring that the organisation and its divisions comply with the certification standards and maintain compliance going forward.Responsible for initial impact assessment and change control on (circa Material Risk Takers and Certified colleagues when changes are announced that have an impact on the Lloyds Banking Group SMCR population.I work with a team of people with overall responsibility for:* Ensuring and confirming that employees performing roles relating to the firm\'s regulated activities are fit and proper, based on their qualifications, competence and personal characteristics.* Working with 1st Line Risk Teams and HR Business Partners to ensure the timely and accurate on-boarding of new MRT colleagues.* Production and maintenance content of Material Risk Taker Role Profiles as required.* Producing Reporting packs and materials for senior executives.* Monitoring and working with colleagues who have breached financial soundness thresholds to ensure continued compliance with Regulation.
EDUCATION
Wellfield High School
8 GCSE's grades A, C; including English, Maths and Science
Runshaw College
A-levels, French, Geography, History
Durham University
BA (Hons), European Studies; French
ABOUT DAVID BROWN
With over 25 years of experience within Lloyds Banking Group, in my most recent role I…
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