David Brown

Manager Senior Managers Regime- Lloyds Banking Group Halifax @Lloyds Banking Group

Halifax, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

May 2018 — Present

Manager Senior Managers Regime- Lloyds Banking Group Halifax @Lloyds Banking Group

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Halifax, GB

Producing Reporting packs and materials for senior executives.Ensuring that the organisation and its divisions comply with the certification standards and maintain compliance going forward.Responsible for initial impact assessment and change control on (circa Material Risk Takers and Certified colleagues when changes are announced that have an impact on the Lloyds Banking Group SMCR population.I work with a team of people with overall responsibility for:* Ensuring and confirming that employees performing roles relating to the firm\'s regulated activities are fit and proper, based on their qualifications, competence and personal characteristics.* Working with 1st Line Risk Teams and HR Business Partners to ensure the timely and accurate on-boarding of new MRT colleagues.* Production and maintenance content of Material Risk Taker Role Profiles as required.* Producing Reporting packs and materials for senior executives.* Monitoring and working with colleagues who have breached financial soundness thresholds to ensure continued compliance with Regulation.

EDUCATION

1989 — 1994

Wellfield High School

8 GCSE's grades A, C; including English, Maths and Science

1994 — 1996

Runshaw College

A-levels, French, Geography, History

1996 — 2000

Durham University

BA (Hons), European Studies; French

ABOUT DAVID BROWN

With over 25 years of experience within Lloyds Banking Group, in my most recent role I…

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David Brown — Manager Senior Managers Regime- Lloyds Banking Group Halifax at Lloyds Banking Group in Halifax, GB | Unifers