David Brass

David Brass

Vice President - Compliance Risk Management at JPMorgan Chase

Role
Vice President at JPMorganChase
Location
New York, NY, US
LinkedIn followers
500 followers

About David Brass

Seasoned attorney/compliance professional and manager with over 20 years experience in…

Experience

  1. Vice President

    JPMorganChase

    Mar 2022 — Present · New York, NY, US

Skills

  • Broker-Dealer
  • Finra
  • Hedge Funds
  • Securities Regulation
  • Securities
  • Life Insurance
  • Management
  • Fixed Annuities
  • Equities
  • Series 6
  • Insurance
  • Series 24
  • Series 63
  • Investment Advisory
  • Operational Risk Management
  • Investments
  • Mutual Funds
  • Risk Management
  • Financial Services

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