David Abramowitz

About David Abramowitz

Experienced professional with proficiency in implementing risk management frameworks and privacy programs for financial institutions.Specialties: Operational Risk, Enterprise Risk, Privacy, Sarbanes-Oxley, Internal Audit, ESG, Cyber Security, Business Continuity Planning, Crisis Management, Vendor Governance, Compliance with Regulatory Requirements, Conflicts of InterestAsset Management product expertise includes: fixed income, equities, real estate, private debt, mortgages, international investments, across all vehicle types (separate accounts, mutual funds, ETFs, UCITs)

Experience

1. Global Financial Controls

   Mars

   Jan 2020 — Present · NJ, US

   Leading an agile Project Team to implement a Governance Risk & Compliance Tool to maintain the global control framework and quarterly financial representation letters• Developed deployment materials and provided training to Management in support of the roll-out of the Global Control Framework • Created a Financial Statement Risk Assessment process to scope and prioritize high risk financial statement line items and business processes for the global control framework• Developing an Environmental Social and Governance (ESG) framework by creating process flows, risk control matrixes, training documentation and process improvements to obtain investor grade reporting. • Manage and oversee the System Pre-Implementation review process to ensure financially significant systems are designed and operating effectively prior to implementation • Responsible for aggregating and reporting on all external audit observations that are presented to the Audit Committee

Education

• Binghamton University School of Management

  BS, Finance and Marketing

  2001 — 2005