Dave Klafter
Chief Counsel at Financial Industry Regulatory Authority
- Role
- Chief Counsel at FINRA
- Location
- Boca Raton, FL, US
- LinkedIn followers
- 500 followers
About Dave Klafter
Chief Counsel with a demonstrated history of working in the financial services industry. Skilled in Securities, Securities Regulation, Securities Offerings and Exemptions, Trading, Registration and Capital Requirements, AML rules and regulations, cybersecurity, cryptocurrency and digital assets, SEC, MSRB and FINRA Rules and Regulations. Strong legal professional graduated from Syracuse University - Martin J. Whitman School of Management and New York Law School.
Experience
Chief Counsel
Apr 1999 — Present · Boca Raton, FL, US
Education
New York Law School
Doctor of Law (JD)
Georgetown University McDonough School of Business
Advanced Analytics
Syracuse University - Martin J. Whitman School of Management
Bachelor of Science - BS
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