Dave Grace

Managing Principal @Capco

Tier 1 Bank: Libor Trade Migration- Programme Manager Large US Bank: MiFID & EMIR remediation- Programme Manager Tier 1 Bank: Brexit Pilot Testing- Co-ordination of front to back production trading to ensure readiness for new european entity across all Equities business lines (Cash, Synthetic, Delta 1, Financing, Securitised, Listed and OTC Derivatives). Tier 1 Bank: CSDR/ FMIA Program Manager for US Tier 1 bank leading Asset Segregation stream- including Client Outreach. Mobilising Settlement Internaliser reporting and Settlement Discipline streams and providing SME QA and advisory services and industry advocacy. Tier 1 Bank: Global Regulatory Reporting Oversight Programme Manager- enabling the bank establish a new Reg reporting oversight function within Global Operations. Overall Programme delivery responsibility for all work-streams: Developing Control Framework Policy, rolling out global Training programme, establishing a Quality Assurance function, developing metrics and mobilising cross-firm governance structure. Led the Training and Quality Assurance work-streams Tier 1 Bank: Programme Manager: Mobilised and led programme encompassing TOM and Control Framework review and implementation for Market Operations BRCM function