Darryl Smith
Director, Legal @Tradeweb
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WORK HISTORY
Director, Legal @Tradeweb
Tradeweb is a leading global operator of electronic marketplaces for fixed income and derivatives. I sit in a London-based legal team covering Tradeweb’s international (non-US) business, with a focus on regulatory matters. I also manage the European Legal Admin support function. My responsibilities include leading legal support on international digital assets workstreams, regional (Central and South America) expansion and benchmark closing prices; supporting compliance with UK/EU and global regulation including MiFID 2/MiFIR, MAR, CSDR, DORA and GDPR; and general in-house legal workstreams such as drafting and negotiating third-party service contracts and client contracts across Tradeweb’s trading platform, broking/intermediation, market data and APA business lines.
EDUCATION
International Compliance Association
ICA Diploma in Financial Crime Prevention
Leeds Beckett University
Bachelor of Laws - LLB
The London School of Economics and Political Science (LSE)
Master of Science - MS, Financial Regulation
The Chartered Institute for Securities & Investment (The CISI)
Level III Certificate in Securities
BPP University
Postgraduate Diploma in Legal Practice
ABOUT DARRYL SMITH
Dual-qualified solicitor (England and Wales) and attorney-at-law (New York) specialising in financial markets regulation. In-house legal and management experience at leading equities, fixed income and derivatives trading venues and the UK financial regulator. Currently in-house counsel at Tradeweb.
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