Daniel Dan Tate

Compliance Testing Team Lead @ Sunwest Bank | ISO Internal Audit, Lean Six Sigma, CUCE

Role
Compliance Testing Team Lead at Sunwest Bank
Location
Clearfield, UT, US
LinkedIn followers
500 followers

About Daniel Dan Tate

I have more than 15 years of experience in the risk management industry, with a certification in ISO internal audit and a Lean Six Sigma Green Belt.My core competencies include developing and implementing compliance and control testing programs, conducting root-cause analysis and process improvement steps, and collaborating with legal and compliance peers to research and develop best practices and solutions. I have used tools such as Lucidchart and GRC platforms to support my work. My specialties include SOX 404, business continuity planning, risk management framework, and ISO 9001:2015. My mission is to deliver excellence and value to my organization and clients by ensuring quality and efficiency in all aspects of risk management.

Experience

  1. Compliance Testing Team Lead

    Sunwest Bank

    Feb 2025 — Present · Sandy, UT, US

Education

  • Northridge High School

    High School Diploma

    1994 — 1998

Skills

  • Call Centers
  • Internal Controls
  • Management
  • Team Building
  • Banking
  • Risk Management
  • Customer Service
  • Microsoft Office
  • Microsoft Excel
  • Coaching
  • Leadership
  • Analysis
  • Training
  • Policy
  • Auditing
  • Team Leadership
  • Project Management
  • Process Improvement
  • Business Process Improvement
  • Financial Risk
  • Program Management
  • Internal Audit

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Daniel Dan Tate — Compliance Testing Team Lead at Sunwest Bank in Clearfield, UT, US | Unifers