Dan Taylor
- Role
- Vice President at Deutsche Bank
- Location
- Ridgewood, NJ, US
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
About Dan Taylor
COMPLIANCE RISK MANAGER experienced in testing front-line market and operations risks and…
Experience
Vice President
Sep 2022 — Present
Education
Boston University
Master of Science (M.S.), Business Administration
1985 — 1986
Villanova University
Bachelor of Arts (B.A.), Economics
1980 — 1984
Skills
- Ofac& Sanctions
- Equities
- Project Management
- Due Diligence
- Kyc
- Finance
- Financial Markets
- Change Management
- Asset Management
- Risk Management
- Operational Risk
- Risk Mitigation
- Cip
- Bank Secrecy Act
- International Business
- U.s. Office of Foreign Assets Control (Ofac)
- Securties Acts
- Management
- Capital Markets
- Regulations E & 9
- Securities
- Financial Services
- USA Patriot Act
- Finra
- Wealth Management
- Dodd-Frank
- Compliance Management
- Banking Operations
- Global Projects
- Banking
- Series 7
- Aml
- Wealth Management Services
- High Net Worth Individuals
- Fixed Income
- Investment Management
- Operational Risk Management
- Private Equity
- Anti Money Laundering
- Nasd Rules 3010 & 2012
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