Daniel Tracer
Head of Financial Regulation at Neuberger Berman and former SDNY Prosecutor
- Role
- Head of Financial Regulation at Neuberger
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Daniel Tracer
Seasoned former federal prosecutor, in-house lawyer, and economics enthusiast with extensive experience investigating, litigating, and prosecuting in the financial services industry, with a focus on securities law, financial regulation, and antitrust. Currently work in-house at Neuberger Berman in New York overseeing global securities regulation, anti-money laundering, sanctions, anti-corruption, and privacy across all investment lines. Previously served in various components of the US Department and Justice, most recently with the US Attorney\'s Office for the Southern District of New York\'s securities and commodities fraud taskforce, where I served as a prosecutor and supervisor, and conducted numerous trials and appeals.
Experience
Head of Financial Regulation
Feb 2023 — Present · New York, NY, US
Oversee and support the implementation and monitoring of financial regulation across global business units and investment lines, including securities regulations, sanctions, anti-money laundering, anti-corruption, and privacy.
Education
Cardozo School of Law
Doctor of Law - JD, Law
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