Daniel Rowbotham
Manager - Financial Services Risk and Regulation @EY
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WORK HISTORY
Manager - Financial Services Risk and Regulation @EY
Edinburgh, GB
Using my combined background of consultancy, front line regulatory supervision and internal audit I provide services which allow financial services firms to understand and mitigate conduct and regulatory risk. I am responsible for end-to-end engagement management, my experience includes- Performing a S166 Skilled Person review, which was a detailed investigation on behalf of the FCA which required reporting to the Firm and the FCA- Risk Culture, including the design & embedding of a global framework and review, measurement & reporting of Risk Culture- Review and recommend reports against consumer duty requirements, and subsequent policy and process design to mitigate identified risks. My clients included UK high street banks, global payment firms and medium size banks experiencing fast growth- Training internal audit teams on regulatory risks, this included in-depth training in affordability risk - Advising on a Firm on a regulatory market review, which included investigating Firm practices, data analysis and writing responses to the regulator- Managing teams in a large scale remediation project- Managing a team producing daily MI for a large scale projectIn May 2025 i relocated from London to Edinburgh, serving clients across the UK and globally.
EDUCATION
ICAS - The Professional Body of CAs
CA
The University of Sheffield
Accounting and Financial Management and Business Management, Accounting and Finance
SKILLS
ABOUT DANIEL ROWBOTHAM
I work in EY’s consulting team, focusing on risk and regulation in financial services. Before joining EY I spent over four years in front line firm Supervision at the Financial Conduct Authority. Previously I worked in Internal Audit for two years, before this I worked as an audit senior (external financial audit) with BDO. My combined regulatory and audit experience has given me a strong understanding of the UK’s financial regulatory environment and experience in assessing risks, analysing complex information and presenting my conclusions and recommendations.
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