Daniel Mavico
- Role
- Chief Compliance Officer, Wells Capital Management and Wells Fargo Investment Institute at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Daniel Mavico
Experienced legal and chief compliance officer level leader with demonstrated success in…
Experience
Chief Compliance Officer, Wells Capital Management and Wells Fargo Investment Institute
Nov 2017 — Present
Chief Compliance Officer for two SEC Registered Investment Advisers; one adviser with approximately $500B in assets under management through mutual funds, SMAs and other pooled investment vehicles; and one adviser responsible for providing Wells Fargo & Company with manager and product focused research and advice.
Education
Texas Tech University
Bachelor of Science, International Economics
1996 — 1999
The Catholic University of America, Columbus School of Law
JD
2001 — 2004
Skills
- Financial Advisory
- Investment Advisory
- Financial Services
- Trading
- Hedge Funds
- Securities
- Mutual Funds
- Finra
- Corporate Governance
- Securities Regulation
- Investment Management
- Wealth Management
- Securities Law
- Insurance
- Aml
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